James Farka

SVP, Advanced Life Sales

Since 2009, James Farka has been a Senior Vice President with Fifth Avenue Financial supervising our firm’s Advanced Life Sales division. He works with our advisors in the affluent marketplace focusing on estate planning, retirement planning, business planning and personal planning techniques.  

Jim delivers specific value solutions to advisors and clients in his practice by auditing current risk portfolios, understanding product offerings and their suitability.  Jim has over 40 years of financial services experience. He joined Fifth Avenue Financial after previously working at Connecticut Mutual, MassMutual, and then Cowan Financial Group in 1990.

Jim holds a FINRA Series 6 and 63 Registration (Investment Company Products/Variable Contracts Limited Representative) and is also Life & Health insurance licensed in NY and CT. Jim graduated from York University and enjoys fishing, golf, and the outdoors.

Scott Greenfield, CLF

Managing Partner

Peter Kane

Chief Supervisory Officer

Lisette Clark

New Business Manager

Elizabeth (Liz) D’Aleo

SVP, Business Development

Kay-Dean Dawson-Smith

Assistant Controller

James Farka

SVP, Advanced Life Sales

Zinora Koven

Brokerage Director

Shirley Morel

VP, Advisor & Broker Services

Dennis Mullen, ChFC, CLTC

Managing Director, Brokerage

Kristen Olsziewski 

VP, Head of Regulatory Operations

Michael Patch

Brokerage Director

Jocie Rojas

VP, Corporate Services

Kyle Uricchio

VP, Head of Investment Oversight